C••••••• Y••

• K••••• A••••••• S•••••••• L•• BD affiliated current
  since May 28, 2025 · Charlottsville, Va
• L•• F•••••••• L•• BD affiliated
  May 22, 2020 to Jun 12, 2025 · Penn Laird, Va
• A••••••••• F•••••••• S•••••••• L•• national BD
  Nov 29, 2018 to May 27, 2020 · Charlottesville, Va
• P•••••• A•••••• G••••• L•• BD affiliated
  Nov 18, 2015 to Nov 29, 2018 · Morristown, Nj

• L•• F•••••••• L•• to K••••• A••••••• S•••••••• L••
  left Jun 12, 2025, registered May 28, 2025 (-15 days) · Affiliated broker-dealer or bank to another · moved with a team
• A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••
  left May 27, 2020, registered May 22, 2020 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
• P•••••• A•••••• G••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Nov 29, 2018, registered Nov 29, 2018 (0 days) · RIA to affiliated broker-dealer or bank

• ••• Locked
  Jun 12, 2025 · a•••••• firm change · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

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