RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••••• C••••••
- N••••••••• W••••• M••••••••• L•• state registered currentsince May 13, 2026 · Teaneck, Nj
- N•••••• • C••••••• L•• no RAUMSep 15, 2022 to Apr 2, 2025 · New York, Ny
- M••••• S•••••• wirehouseNov 30, 2020 to Oct 6, 2022 · Paramus, Nj
- N•••••• • C••••••• L•• to N••••••••• W••••• M••••••••• L••left Apr 2, 2025, registered May 13, 2026 (406 days) · Other
- M••••• S•••••• to N•••••• • C••••••• L••left Oct 6, 2022, registered Sep 15, 2022 (-21 days) · Other
- M••••••••• C•••••• left N•••••• • C••••••• L•• for N••••••••• W••••• M••••••••• L•• (registered 2026-05-13)Apr 2, 2025 · Advisor changed firm · fact
- M••••••••• C•••••• left M••••• S•••••• for N•••••• • C••••••• L•• (registered 2022-09-15)Oct 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address