RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• L••• S•••••
- S•••• independent RIA currentsince Jul 27, 2026 · Fargo, Nd
- F•••••• F•••••••• G••••• L•• state registered currentsince Jul 19, 2022 · Fargo, Nd
- K••••••• W••••• P••••••• L•• formerJun 3, 2019 to Mar 11, 2022 · Bismark, Nd
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 2, 2014 to Apr 11, 2019 · Fargo, Nd
- K••••••• W••••• P••••••• L•• to F•••••• F•••••••• G••••• L••left Mar 11, 2022, registered Jul 19, 2022 (130 days) · RIA to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••••••• W••••• P••••••• L••left Apr 11, 2019, registered Jun 3, 2019 (53 days) · Wirehouse to independent RIA
- K•••• L••• S••••• left K••••••• W••••• P••••••• L•• for F•••••• F•••••••• G••••• L•• (registered 2022-07-19)Mar 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address