RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A••• G•••••
- T•• F•••••••• state registered currentsince Oct 14, 2020 · Orlando, Fl
- B••• F•••••••• S•••••••• L•• independent RIAApr 23, 2019 to Jun 17, 2020 · Winter Park, Fl
- N•••••• G•••• C••••••••• L•• institutionalFeb 14, 2018 to Apr 1, 2019 · Lake Mary, Fl
- N•••••• G•••• S••••••••• I••• formerDec 19, 2014 to Dec 22, 2017 · Lake Mary, Fl
- B••• F•••••••• S•••••••• L•• to T•• F••••••••left Jun 17, 2020, registered Oct 14, 2020 (119 days) · RIA to a state-registered adviser
- N•••••• G•••• C••••••••• L•• to B••• F•••••••• S•••••••• L••left Apr 1, 2019, registered Apr 23, 2019 (22 days) · Other
- N•••••• G•••• S••••••••• I••• to N•••••• G•••• C••••••••• L••left Dec 22, 2017, registered Feb 14, 2018 (54 days) · channel change inside one enterprise, not a move · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address