RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• J• R•••
- M•• S••••••••• L•• no RAUM currentsince Jan 12, 2018 · Leawood, Ks
- M•••• C••••••• A••••••• S•••••• BD affiliatedDec 2, 2017 to Dec 31, 2017 · Saint Peters, Mo
- C•••••• C••• F•••••••• S•••••••• I••• formerJan 13, 2017 to Dec 1, 2017 · Prairie Village, Ks
- U•• F•••••••• S•••••••• I••• independent RIAJan 7, 2014 to Nov 3, 2016 · Kansas City, Mo
- M•••• C••••••• A••••••• S•••••• to M•• S••••••••• L••left Dec 31, 2017, registered Jan 12, 2018 (12 days) · Other
- C•••••• C••• F•••••••• S•••••••• I••• to M•••• C••••••• A••••••• S••••••left Dec 1, 2017, registered Dec 2, 2017 (1 days) · Other · moved with a team
- U•• F•••••••• S•••••••• I••• to C•••••• C••• F•••••••• S•••••••• I•••left Nov 3, 2016, registered Jan 13, 2017 (71 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address