DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••••• N• P••••••

A••••••••• F•••••••• S•••••••• L••national BDCranston, Ridual registrantIAPD 6281567

Feed of 09/14/2026

Also filed as George Nikolaos Panagos

At current firm

1 y

since Apr 24, 2025

In the industry

12 y

since Jun 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Apr 24, 2025 · Cranston, Ri
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 6, 2022 to Apr 28, 2025 · Providence, Ri
C••••••• S••••••••• I••• BD affiliated
Jun 29, 2018 to Sep 2, 2022 · Johnston, Ri
E•••• S••••••••• L•• BD affiliated
May 24, 2017 to Jun 29, 2018 · Johnston, Ri
P•••• S••••••••• L•• no RAUM
Jan 12, 2015 to Oct 28, 2016 · Warwick, Ri

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••
left Apr 28, 2025, registered Apr 24, 2025 (-4 days) · Wirehouse to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 2, 2022, registered Sep 6, 2022 (4 days) · Affiliated broker-dealer or bank to wirehouse
E•••• S••••••••• L•• to C••••••• S••••••••• I•••
left Jun 29, 2018, registered Jun 29, 2018 (0 days) · Affiliated broker-dealer or bank to another
P•••• S••••••••• L•• to E•••• S••••••••• L••
left Oct 28, 2016, registered May 24, 2017 (208 days) · Other

Signals

G••••• N• P•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-04-24)
Apr 28, 2025 · Advisor changed firm · fact
G••••• N• P•••••• left C••••••• S••••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-09-06)
Sep 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address