RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•• F•••••••• L•• BD affiliated currentsince Mar 11, 2026 · Tempe, Az
- M••••• S•••••• wirehouseDec 18, 2023 to Feb 20, 2026 · Gilbert, Az
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 29, 2018 to Mar 16, 2023 · Chandler, Az
- M••••• S•••••• to L•• F•••••••• L••left Feb 20, 2026, registered Mar 11, 2026 (19 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Mar 16, 2023, registered Dec 18, 2023 (277 days) · Wirehouse to wirehouse
- A•••• C••• left M••••• S•••••• for L•• F•••••••• L•• (registered 2026-03-11)Feb 20, 2026 · Advisor changed firm · fact
- A•••• C••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2023-12-18)Mar 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address