RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• F••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 29, 2026 · Pleasant Hill, Ca
- E••••• J•••• national BDOct 28, 2016 to Jul 7, 2026 · Pleasant Hill, Ca
- R•••••• W••• F•••••••• S••••••• independent RIAMar 4, 2014 to May 1, 2014 · Nashville, Tn
- E••••• J•••• to L•• F•••••••• L••left Jul 7, 2026, registered Jun 29, 2026 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• W••• F•••••••• S••••••• to E••••• J••••left May 1, 2014, registered Oct 28, 2016 (911 days) · Other
- W•••••• F•••• left E••••• J•••• for L•• F•••••••• L•• (registered 2026-06-29)Jul 7, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address