DFX Intelligence
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Registered advisor
B•••••• K•••• A••••
Feed of 09/14/2026
At current firm
4 y
since Mar 21, 2022
In the industry
12 y
since Mar 14, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••• F•••••••• state registered currentsince Mar 21, 2022 · Ocean Springs, Ms
- L•• F•••••••• L•• BD affiliatedApr 13, 2015 to Oct 8, 2020 · Johnson City, Tn
- E••••• J•••• national BDMar 17, 2014 to Jan 7, 2015 · Morristown, Tn
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••• F••••••••left Oct 8, 2020, registered Mar 21, 2022 (529 days) · Affiliated broker-dealer or bank to a state-registered adviser
- E••••• J•••• to L•• F•••••••• L••left Jan 7, 2015, registered Apr 13, 2015 (96 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address