DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• C••••••• C•••••

R•••••• J•••• • A••••••••• I•••national BDCoral Gables, Fldual registrantIAPD 6289000

Feed of 09/14/2026

Also filed as M•••• C••••••• Arbelaez

At current firm

2 y

since Aug 16, 2024

In the industry

12 y

since Jan 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Aug 16, 2024 · Coral Gables, Fl
P•• W••••• M••••••••• BD affiliated
Aug 2, 2024 to Aug 22, 2024 · Miami, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Aug 18, 2021 to Apr 12, 2024 · Miami, Fl
H••• S••••••••• •••• I••• BD affiliated
Apr 10, 2017 to Aug 5, 2021 · Miami Beach, Fl

Moves

a registration end followed by a registration begin elsewhere

P•• W••••• M••••••••• to R•••••• J•••• • A••••••••• I•••
left Aug 22, 2024, registered Aug 16, 2024 (-6 days) · Affiliated broker-dealer or bank to another
C•••••••• G••••• M•••••• I••• to P•• W••••• M•••••••••
left Apr 12, 2024, registered Aug 2, 2024 (112 days) · Affiliated broker-dealer or bank to another · moved with a team
H••• S••••••••• •••• I••• to C•••••••• G••••• M•••••• I•••
left Aug 5, 2021, registered Aug 18, 2021 (13 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

M•••• C••••••• C••••• left P•• W••••• M••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-08-16)
Aug 22, 2024 · Advisor changed firm · fact
M•••• C••••••• C••••• left C•••••••• G••••• M•••••• I••• for P•• W••••• M••••••••• (registered 2024-08-02)
Apr 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address