DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••••• V•••••• P•••••
Feed of 09/15/2026
At current firm
9 y
since Sep 14, 2017
In the industry
12 y
since May 20, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 14, 2017 · Sacramento, Ca
- L•• F•••••••• L•• BD affiliatedAug 8, 2016 to Aug 29, 2017 · Palo Alto, Ca
- J••• M••••• S••••••••• L•• wirehouseMay 21, 2014 to Aug 15, 2016 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to J••• M••••• S••••••••• L••left Aug 29, 2017, registered Sep 14, 2017 (16 days) · Other · moved with a team
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Aug 15, 2016, registered Aug 8, 2016 (-7 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address