DFX Intelligence
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Registered advisor
M•••••• A•••••• T••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as M•••••• A•••••• T••••••••• A•••••• T••••••••• A• T••••••••• T••••••••
At current firm
2 y
since Sep 29, 2023
In the industry
12 y
since Apr 24, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Sep 29, 2023 · St. Augustine, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 8, 2022 to Oct 10, 2023 · Jacksonville, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerFeb 7, 2019 to Jan 11, 2022 · Jacksonville, Fl
- C••• F•••••••• S•••••••• L••• formerAug 12, 2015 to Apr 28, 2016 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 25, 2014 to Jul 20, 2015 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to P•• W••••• M•••••••••left Oct 10, 2023, registered Sep 29, 2023 (-11 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• A•• W•••••••• A••••••• to C•••••••• G••••• M•••••• I•••left Jan 11, 2022, registered Feb 8, 2022 (28 days) · Affiliated broker-dealer or bank to another
- C••• F•••••••• S•••••••• L••• to F••••••• P••••••• A•• W•••••••• A•••••••left Apr 28, 2016, registered Feb 7, 2019 (1015 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• F•••••••• S•••••••• L•••left Jul 20, 2015, registered Aug 12, 2015 (23 days) · Other
Signals
- ••• LockedOct 10, 2023 · Advisor changed firm · fact
- ••• LockedJan 11, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address