RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• R••••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 7, 2023 · Grand Rapids, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedMar 23, 2018 to Jul 10, 2023 · Grand Rapids, Mi
- O•••• I••••••••• I••• BD affiliatedApr 19, 2017 to Feb 23, 2018 · Troy, Mi
- F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••left Jul 10, 2023, registered Jul 7, 2023 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- O•••• I••••••••• I••• to F•••• T•••• S••••••••• I•••left Feb 23, 2018, registered Mar 23, 2018 (28 days) · Other
- L••• R•••••• left F•••• T•••• S••••••••• I••• for W•••• F•••• A••••••• (registered 2023-07-07)Jul 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address