DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• D•••• B••••••••

O•••• W•••••• I•••BD affiliatedOmaha, Nedual registrantIAPD 6300599

Feed of 09/14/2026

At current firm

2 y

since Mar 27, 2024

In the industry

12 y

since Feb 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Mar 27, 2024 · Omaha, Ne
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Sep 1, 2022 to Apr 2, 2024 · Papillion, Ne
O•••• P•••••••• S••••••••• L•• former
Jan 30, 2020 to Aug 26, 2022 · Omaha, Ne
O•••• P•••••••• S••••••••• L•• BD affiliated
Apr 13, 2018 to Dec 31, 2019 · Omaha, Ne
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Jan 22, 2016 to Feb 3, 2017 · Lincoln, Ne

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to O•••• W•••••• I•••
left Apr 2, 2024, registered Mar 27, 2024 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
O•••• P•••••••• S••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Aug 26, 2022, registered Sep 1, 2022 (6 days) · RIA to affiliated broker-dealer or bank
O•••• P•••••••• S••••••••• L•• to O•••• P•••••••• S••••••••• L••
left Dec 31, 2019, registered Jan 30, 2020 (30 days) · channel change inside one enterprise, not a move · moved with a team
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to O•••• P•••••••• S••••••••• L••
left Feb 3, 2017, registered Apr 13, 2018 (434 days) · Other

Signals

J•••• D•••• B•••••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for O•••• W•••••• I••• (registered 2024-03-27)
Apr 2, 2024 · Advisor changed firm · fact
J•••• D•••• B•••••••• left O•••• P•••••••• S••••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-09-01)
Aug 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address