RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• G•••• S••••••
- I•• W••••• M••••••••• L•• BD affiliated currentsince Jul 17, 2026 · Beaverton,, Or
- D•••••••• I••••••••• C••••••••• L•• otherMar 4, 2020 to Jul 20, 2026 · Portland, Or
- C••• L•• BD affiliatedFeb 13, 2018 to Nov 21, 2019 · Portland, Or
- L•• F•••••••• L•• BD affiliatedJul 10, 2017 to Feb 12, 2018 · Portland, Or
- C••• F•••••••• S•••••••• L••• formerSep 30, 2016 to May 12, 2017 · Charleston, Sc
- K•• F•••••••• S•••••••• I•• formerJan 27, 2016 to Jun 20, 2016 · Milwaukie, Or
- 1•• G••••• A••••••• I•• formerOct 31, 2014 to Oct 1, 2015 · Eugene, Or
- D•••••••• I••••••••• C••••••••• L•• to I•• W••••• M••••••••• L••left Jul 20, 2026, registered Jul 17, 2026 (-3 days) · Other · moved with a team
- C••• L•• to D•••••••• I••••••••• C••••••••• L••left Nov 21, 2019, registered Mar 4, 2020 (104 days) · Other
- L•• F•••••••• L•• to C••• L••left Feb 12, 2018, registered Feb 13, 2018 (1 days) · RIA to RIA
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 12, 2017, registered Jul 10, 2017 (59 days) · Other
- K•• F•••••••• S•••••••• I•• to C••• F•••••••• S•••••••• L•••left Jun 20, 2016, registered Sep 30, 2016 (102 days) · Other
- 1•• G••••• A••••••• I•• to K•• F•••••••• S•••••••• I••left Oct 1, 2015, registered Jan 27, 2016 (118 days) · Other
- P••••• G•••• S•••••• left D•••••••• I••••••••• C••••••••• L•• for I•• W••••• M••••••••• L•• (registered 2026-07-17)Jul 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address