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Registered advisor
S••••• W• N•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Steven Wayne Naylor
At current firm
3 y
since Sep 5, 2023
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 5, 2023 · Canton, Ga
- E•••••• C•••••• M••••••••• L•• formerMay 27, 2021 to Sep 5, 2023 · Alpharetta, Ga
- R•••••• J•••• • A••••••••• I••• national BDJun 27, 2019 to Jun 3, 2021 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseApr 12, 2017 to Jun 20, 2019 · Atlanta, Ga
- E•••••• C•••••• M••••••••• L•• formerJul 8, 2016 to Mar 23, 2017 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- R•••••• J•••• • A••••••••• I••• to E•••••• C•••••• M••••••••• L••left Jun 3, 2021, registered May 27, 2021 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••left Jun 20, 2019, registered Jun 27, 2019 (7 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••• C•••••• M••••••••• L•• to U•• F•••••••• S••••••• I•••left Mar 23, 2017, registered Apr 12, 2017 (20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address