RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A•••••• B••••••••
- F•••••••• F•••••••• A••••••• independent RIA currentsince Jan 8, 2025 · Grand Rapids, Mi
- H• W••••• M••••••••• L•• unclassifiedSep 21, 2019 to Oct 31, 2022 · Grand Rapids, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 20, 2015 to Sep 24, 2019 · Grand Rapids, Mi
- H• W••••• M••••••••• L•• to F•••••••• F•••••••• A•••••••left Oct 31, 2022, registered Jan 8, 2025 (800 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H• W••••• M••••••••• L••left Sep 24, 2019, registered Sep 21, 2019 (-3 days) · Other
- R••••• A•••••• B•••••••• left H• W••••• M••••••••• L•• for F•••••••• F•••••••• A••••••• (registered 2025-01-08)Oct 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address