DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew E Heitman

National Wealth Management Group, LLCindependent RIACincinnati, Oh IA-onlyIAPD 6304331

Certified Financial Planner · Chartered Financial Consultant · Chartered Financial Analyst

Feed of 09/15/2026

Also filed as Matthew Erik Heitman

At current firm

1 y

since Jul 31, 2025

In the industry

13 y

since Sep 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

National Wealth Management Group, LLC independent RIA current
since Jul 31, 2025 · Cincinnati, Oh
Fi3 Financial Advisors, LLC independent RIA
Jun 19, 2024 to Jul 31, 2025 · West Chester, Oh
Ameriprise Financial Services, LLC national BD
Feb 13, 2019 to Jul 17, 2019 · Cincinnati, Oh
Fifth Third Securities, Inc. BD affiliated
Aug 2, 2018 to Nov 30, 2018 · Dayton, Oh
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Aug 21, 2018 · Boston, Ma
Strategic Advisers LLC national BD
Nov 11, 2014 to Jul 13, 2018 · Covington, Ky

Moves

a registration end followed by a registration begin elsewhere

Fi3 Financial Advisors, LLC to National Wealth Management Group, LLC
left Jul 31, 2025, registered Jul 31, 2025 (0 days) · RIA to RIA
Ameriprise Financial Services, LLC to Fi3 Financial Advisors, LLC
left Jul 17, 2019, registered Jun 19, 2024 (1799 days) · Affiliated broker-dealer or bank to independent RIA
Fifth Third Securities, Inc. to Ameriprise Financial Services, LLC
left Nov 30, 2018, registered Feb 13, 2019 (75 days) · Affiliated broker-dealer or bank to another
Fidelity Personal And Workplace Advisors to Fifth Third Securities, Inc.
left Aug 21, 2018, registered Aug 2, 2018 (-19 days) · Affiliated broker-dealer or bank to another
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

Matthew E Heitman left Fi3 Financial Advisors, Llc for National Wealth Management Group, Llc (registered 2025-07-31)
Jul 31, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address