RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M•••••• G••••••
- Professional profile
- linkedin.com/in/brent-gargano-cfp%C2%AE-2067b573reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- N••••••• W••••• M••••••••• G••••• L•• independent RIA currentsince Aug 5, 2022 · Cincinnati, Oh
- U•• F•••••••• S••••••• I••• wirehouseMar 6, 2020 to Aug 26, 2022 · Cincinnati, Oh
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Jan 30, 2020 · Boston, Ma
- S•••••••• A••••••• L•• national BDNov 5, 2015 to Jul 13, 2018 · Covington, Ky
- U•• F•••••••• S••••••• I••• to N••••••• W••••• M••••••••• G••••• L••left Aug 26, 2022, registered Aug 5, 2022 (-21 days) · Wirehouse to independent RIA
- F••••••• P••••••• A•• W•••••••• A••••••• to U•• F•••••••• S••••••• I•••left Jan 30, 2020, registered Mar 6, 2020 (36 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- B•••• M•••••• G•••••• left U•• F•••••••• S••••••• I••• for N••••••• W••••• M••••••••• G••••• L•• (registered 2022-08-05)Aug 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address