DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• A••• B•••••

B•••••• I••••••••• M••••••••• I••mixed wealthOmaha, NeIA-onlyIAPD 6307181

Chartered Financial Analyst

Feed of 09/14/2026

At current firm

2 y

since Sep 5, 2024

In the industry

12 y

since Jun 26, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••••• I••••••••• M••••••••• I•• mixed wealth current
since Sep 5, 2024 · Omaha, Ne
S•••••• N••••••• • C••••••• I••••••••• national BD
Apr 17, 2024 to Aug 30, 2024 · Omaha, Ne
W•••• F•••• A••••••• wirehouse
Aug 6, 2019 to Apr 23, 2024 · Omaha, Ne
I•••••• S••••••••• I••• mixed wealth
Mar 23, 2015 to Jul 30, 2019 · Highland Park, Il
W•••••• • R••• former
Jun 27, 2014 to Feb 13, 2015 · Savage, Mn

Moves

a registration end followed by a registration begin elsewhere

S•••••• N••••••• • C••••••• I••••••••• to B•••••• I••••••••• M••••••••• I••
left Aug 30, 2024, registered Sep 5, 2024 (6 days) · Affiliated broker-dealer or bank to independent RIA
W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••
left Apr 23, 2024, registered Apr 17, 2024 (-6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
I•••••• S••••••••• I••• to W•••• F•••• A•••••••
left Jul 30, 2019, registered Aug 6, 2019 (7 days) · RIA to wirehouse
W•••••• • R••• to I•••••• S••••••••• I•••
left Feb 13, 2015, registered Mar 23, 2015 (38 days) · Other

Signals

B•••• A••• B••••• left S•••••• N••••••• • C••••••• I••••••••• for B•••••• I••••••••• M••••••••• I•• (registered 2024-09-05)
Aug 30, 2024 · Advisor changed firm · fact
B•••• A••• B••••• left W•••• F•••• A••••••• for S•••••• N••••••• • C••••••• I••••••••• (registered 2024-04-17)
Apr 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address