DFX Intelligence
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Registered advisor
C••••• M••••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as C••••• M••••••••• M••••••••• M••••••••
At current firm
1 y
since Jul 1, 2025
In the industry
12 y
since Apr 15, 2014 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 1, 2025 · Fort Worth, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 4, 2019 to Jul 1, 2025 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 19, 2017 to Feb 19, 2019 · Frisco, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 19, 2017 to Oct 16, 2017 · Fort Worth, Tx
- T• A••••••••• I••• formerJan 19, 2017 to Oct 16, 2017 · Westlake, Tx
- C••• F•••••••• S•••••••• L••• formerNov 2, 2015 to May 2, 2016 · Irving, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to W•••• F•••• A•••••••left Jul 1, 2025, registered Jul 1, 2025 (0 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 19, 2019, registered Feb 4, 2019 (-15 days) · Wirehouse to affiliated broker-dealer or bank
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 16, 2017, registered Jan 19, 2017 (-270 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Oct 16, 2017, registered Jan 19, 2017 (-270 days) · Other
- C••• F•••••••• S•••••••• L••• to T• A••••••••• I••••••••• M••••••••• L••left May 2, 2016, registered Jan 19, 2017 (262 days) · Other
Signals
- ••• LockedJul 1, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address