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Registered advisor
J••• P• D••••••
Feed of 09/15/2026
At current firm
1 y
since Feb 28, 2025
In the industry
16 y
since May 1, 2010 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 28, 2025 · Fontanelle, Ia
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Mar 10, 2025 · Fontanelle, Ia
- C••••• A•••••• N••••••• L•• formerJun 9, 2021 to Jun 29, 2023 · Nevada, Ia
- V••• F•••••••• A•••••••• I••• BD affiliatedDec 21, 2016 to Jun 9, 2021 · Des Moines, Ia
- S••••• F•••••••• G•••• I•• formerSep 2, 2016 to Dec 20, 2016 · Johnston, Ia
- V•• A••••••• S••••••• formerSep 2, 2016 to Nov 2, 2016 · Waukee, Ia
- V•• A••••••• S••••••• formerOct 15, 2015 to Sep 1, 2016 · Waukee, Ia
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Mar 10, 2025, registered Feb 28, 2025 (-10 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••left Jun 9, 2021, registered Jun 9, 2021 (0 days) · Affiliated broker-dealer or bank to another
- S••••• F•••••••• G•••• I•• to V••• F•••••••• A•••••••• I•••left Dec 20, 2016, registered Dec 21, 2016 (1 days) · Other
- V•• A••••••• S••••••• to S••••• F•••••••• G•••• I••left Nov 2, 2016, registered Sep 2, 2016 (-61 days) · channel change inside one enterprise, not a move · moved with a team
Signals
- J••• P• D•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-02-28)Mar 10, 2025 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address