RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••••• B••••••• U••••
- U••••• C•••••• F•••••••• A••••••• independent RIA currentsince Aug 22, 2025 · New Canaan, Ct
- M••••• S•••••• wirehouseMay 24, 2016 to Aug 25, 2025 · Beverly Hills, Ca
- U•• F•••••••• S••••••• I••• wirehouseSep 24, 2015 to Jun 10, 2016 · Los Angeles, Ca
- M••••• S•••••• to U••••• C•••••• F•••••••• A•••••••left Aug 25, 2025, registered Aug 22, 2025 (-3 days) · Wirehouse to independent RIA · moved with a team
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 10, 2016, registered May 24, 2016 (-17 days) · Wirehouse to wirehouse · moved with a team
- M••••••••• B••••••• U•••• left M••••• S•••••• for U••••• C•••••• F•••••••• A••••••• (registered 2025-08-22)Aug 25, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address