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Registered advisor
K•••• G••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as Kevin A. Griffin
At current firm
7 y
since Jun 12, 2019
In the industry
13 y
since Jul 19, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jun 12, 2019 · Scituate, Ma
- G•••••• F•••••••• P•••••••• L•• unclassifiedApr 16, 2014 to May 14, 2019 · Cohasset, Ma
Moves
a registration end followed by a registration begin elsewhere
- G•••••• F•••••••• P•••••••• L•• to E•••••• A••••••• G••••• L••left May 14, 2019, registered Jun 12, 2019 (29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address