DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Richard Wilkeson
Feed of 09/14/2026
At current firm
0 y
since Jul 6, 2026
In the industry
15 y
since Feb 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Voya Financial Advisors, Inc. BD affiliated currentsince Jul 6, 2026 · Windsor, Ct
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 28, 2022 to Jun 16, 2026 · Melville, Ny
- Voya Financial Advisors, Inc. BD affiliatedAug 28, 2020 to May 26, 2022 · Windsor, Ct
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Voya Financial Advisors, Inc.left Jun 16, 2026, registered Jul 6, 2026 (20 days) · Wirehouse to affiliated broker-dealer or bank
- Voya Financial Advisors, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 26, 2022, registered Jun 28, 2022 (33 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Joseph Richard Wilkeson left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Voya Financial Advisors, Inc. (registered 2026-07-06)Jun 16, 2026 · Advisor changed firm · fact
- Joseph Richard Wilkeson left Voya Financial Advisors, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-06-28)May 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address