RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• E•••• R••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jun 3, 2024 · Hunt Valley, Md
- C•••••••• W••••• formerJan 10, 2021 to Jul 25, 2024 · Hunt Valley, Md
- H•••• C•••••• M••••••••• formerDec 7, 2020 to Dec 31, 2020 · Hunt Valley, Md
- C•••••••• W••••• to F•••• P••••••• W•••••• L••left Jul 25, 2024, registered Jun 3, 2024 (-52 days) · RIA to RIA · moved with a team
- H•••• C•••••• M••••••••• to C•••••••• W•••••left Dec 31, 2020, registered Jan 10, 2021 (10 days) · RIA to a newly registered adviser · moved with a team
- S•••••• E•••• R•••••• left C•••••••• W••••• for F•••• P••••••• W•••••• L•• (registered 2024-06-03)Jul 25, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address