DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••• D••••••

A••••••••• F•••••••• S•••••••• L••national BDLa Mesa, Cadual registrantIAPD 6322688

Certified Financial Planner

Feed of 09/14/2026

Also filed as Troy Brian Darrock

At current firm

1 y

since Jul 21, 2025

In the industry

11 y

since Dec 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jul 21, 2025 · La Mesa, Ca
M•••••• A•••••• N•••••• BD affiliated
Sep 29, 2022 to Aug 7, 2025 · San Diego, Ca
L•• F•••••••• L•• BD affiliated
Aug 31, 2021 to Jul 29, 2025 · San Diego, Ca
E••••• J•••• national BD
Aug 28, 2017 to Sep 1, 2021 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• A•••••• N•••••• to A••••••••• F•••••••• S•••••••• L••
left Aug 7, 2025, registered Jul 21, 2025 (-17 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to M•••••• A•••••• N••••••
left Jul 29, 2025, registered Sep 29, 2022 (-1034 days) · Affiliated broker-dealer or bank to independent RIA
E••••• J•••• to L•• F•••••••• L••
left Sep 1, 2021, registered Aug 31, 2021 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

T••• D•••••• left M•••••• A•••••• N•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-07-21)
Aug 7, 2025 · a•••••• firm change · fact
T••• D•••••• left L•• F•••••••• L•• for M•••••• A•••••• N•••••• (registered 2022-09-29)
Jul 29, 2025 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address