RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• G••••• L•••
- L•• F•••••••• L•• BD affiliated currentsince Apr 21, 2023 · San Diego, Ca
- I•• A•••••••• L•• independent RIAMar 9, 2022 to Mar 30, 2023 · Atlanta, Ga
- H••••••••• G•••• E••••• • R••••••••• S••••••••• formerAug 23, 2019 to May 6, 2020 · Lancaster, Ca
- I•• A•••••••• L•• to L•• F•••••••• L••left Mar 30, 2023, registered Apr 21, 2023 (22 days) · RIA to affiliated broker-dealer or bank
- H••••••••• G•••• E••••• • R••••••••• S••••••••• to I•• A•••••••• L••left May 6, 2020, registered Mar 9, 2022 (672 days) · RIA to RIA
- Christopher Gerald Lohs left Ifg Advisory, Llc for Lpl Financial Llc (registered 2023-04-21)Mar 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address