DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• D•••• W••••••

L•• F•••••••• L••BD affiliatedApollo Beach, Fl dual registrantIAPD 6327264

Certified Financial Planner

Feed of 09/15/2026

At current firm

1 y

since May 14, 2025

In the industry

12 y

since Apr 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 14, 2025 · Sun City Center, Fl
O•••• W•••••• I••• BD affiliated
Jan 2, 2025 to May 15, 2025 · Sun City Center, Fl
P••••• W••••• M••••••••• G•••• former
May 7, 2020 to Jan 6, 2025 · Sun City Center, Fl
W••••••• C•••••• M••••••••• I••• independent RIA
May 8, 2019 to Feb 5, 2020 · Vero Beach, Fl
C•••••• S••••• • C••• I••• national BD
Feb 20, 2019 to Apr 29, 2019 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L•• F•••••••• L••
left May 15, 2025, registered May 14, 2025 (-1 days) · corporate re-registration, not a move
P••••• W••••• M••••••••• G•••• to O•••• W•••••• I•••
left Jan 6, 2025, registered Jan 2, 2025 (-4 days) · RIA to affiliated broker-dealer or bank · moved with a team
W••••••• C•••••• M••••••••• I••• to P••••• W••••• M••••••••• G••••
left Feb 5, 2020, registered May 7, 2020 (92 days) · RIA to RIA
C•••••• S••••• • C••• I••• to W••••••• C•••••• M••••••••• I•••
left Apr 29, 2019, registered May 8, 2019 (9 days) · Affiliated broker-dealer or bank to independent RIA

Signals

J••••••• D•••• W•••••• left P••••• W••••• M••••••••• G•••• for O•••• W•••••• I••• (registered 2025-01-02)
Jan 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address