DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••••••• C•••••• M••••••••• I•••
Latest filing Feb 12, 2026
First filing on the tape Jan 24, 2012 · 26 filings
SEC status approved since Apr 20, 2018
RAUM
$254M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$238M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$84.5M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$254M as of Feb 12, 2026
Mar 30, 2012$87.1M then
HNW client RAUM$197M as of Feb 12, 2026
Mar 21, 2019$87.2M then
State-registered IARs (5.B.3)3 as of Feb 12, 2026
Mar 30, 20120 then
Employees (5.A)3 as of Feb 12, 2026
Mar 21, 20192 then
Private funds: no history
RAUM +6.9% over the last fiscal year+11% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $84.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $483,963derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $45.9M, 44 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$197M78%
- Individuals$41.7M16%
- Charitable organizations$10.5M4.1%
- Corporations and businesses$4.7M1.9%
- Individual clients
- 113reported
- HNW clients
- 67reported
- Pension plan clients
- n/areported
- Charitable clients
- 4reported
- Accounts
- 524reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $45.9M for 44 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• E•••••• W•••••••Certified Financial Planner | Vero Beach, Fl | Apr 15, 2003 | 40 y | 0 |
| D•••• J•••• W•••••••Certified Financial Planner | Vero Beach, Fl | Feb 10, 2006 | 21 y | 0 |
| H•••• H•••••• | Vero Beach, Fl | Jun 15, 2023 | 17 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••••• D•••• W•••••• to P••••• W••••• M••••••••• G••••Feb 5, 2020 · RIA to RIA
- S•••• C••••••••• W••••••• to P•••••• M••••••••• G••••• L••Jun 14, 2017 · Other
Joined, latest
- H•••• H•••••• from C•••••• B••••• A•••••••Jun 15, 2023 · RIA to RIA
- J••••••• D•••• W•••••• from C•••••• S••••• • C••• I•••May 8, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• H•••• · Vice Presidentcontrolsince 01/2024 · owns less than 5%
- W•••••••• D••••• J•••• · Vice President - Chief Financial Officercontrolsince 01/2010 · owns 25% to 50%
- W•••••••• R•••••• E•••••• · Presidentcontrolsince 01/1997 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vero Beach, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 513 to 524Aug 29, 2025 to Feb 12, 2026
- Charity clients · 3 to 4Aug 29, 2025 to Feb 12, 2026
- HNW clients · 65 to 67Aug 29, 2025 to Feb 12, 2026
- Individual clients · 112 to 113Aug 29, 2025 to Feb 12, 2026
- Discretionary RAUM · $237M to $254MAug 29, 2025 to Feb 12, 2026
- HNW RAUM · $184M to $197MAug 29, 2025 to Feb 12, 2026
- Individual RAUM · $41.1M to $41.7MAug 29, 2025 to Feb 12, 2026
- RAUM · $237M to $254MAug 29, 2025 to Feb 12, 2026
- Accounts · 469 to 513Feb 15, 2024 to Feb 26, 2025
- Charity clients · 2 to 3Feb 15, 2024 to Feb 26, 2025
- Corporate clients · 3 to 4Feb 15, 2024 to Feb 26, 2025
- HNW clients · 56 to 65Feb 15, 2024 to Feb 26, 2025
- Individual clients · 116 to 112Feb 15, 2024 to Feb 26, 2025
- Assets in custody · $18.5M to $45.9MFeb 15, 2024 to Feb 26, 2025
- Employees · 4 to 3Feb 15, 2024 to Feb 26, 2025
- Financial planning clients · unset to Feb 15, 2024 to Feb 26, 2025
- Discretionary RAUM · $198M to $237MFeb 15, 2024 to Feb 26, 2025
- HNW RAUM · $147M to $184MFeb 15, 2024 to Feb 26, 2025
- Individual RAUM · $40.5M to $41.1MFeb 15, 2024 to Feb 26, 2025
- RAUM · $198M to $237MFeb 15, 2024 to Feb 26, 2025
- Accounts · 454 to 469Dec 1, 2023 to Feb 15, 2024
- Charity clients · unset to 2.0Dec 1, 2023 to Feb 15, 2024
- Corporate clients · unset to 3.0Dec 1, 2023 to Feb 15, 2024
- HNW clients · 52 to 56Dec 1, 2023 to Feb 15, 2024
- Individual clients · 115 to 116Dec 1, 2023 to Feb 15, 2024
- Assets in custody · unset to 18456041.0Dec 1, 2023 to Feb 15, 2024
- Custody of client assets · false to trueDec 1, 2023 to Feb 15, 2024
- Employees · 3 to 4Dec 1, 2023 to Feb 15, 2024
- Discretionary RAUM · $187M to $198MDec 1, 2023 to Feb 15, 2024
- HNW RAUM · $134M to $147MDec 1, 2023 to Feb 15, 2024
- Individual RAUM · $42.6M to $40.5MDec 1, 2023 to Feb 15, 2024
- Pension RAUM · 0.0 to unsetDec 1, 2023 to Feb 15, 2024
- Pooled vehicle RAUM · 0.0 to unsetDec 1, 2023 to Feb 15, 2024
- RAUM · $187M to $198MDec 1, 2023 to Feb 15, 2024
- Accounts · 447 to 454Jul 18, 2022 to Mar 3, 2023
- HNW clients · 67 to 52Jul 18, 2022 to Mar 3, 2023
- Individual clients · 103 to 115Jul 18, 2022 to Mar 3, 2023
- Employees · 4 to 3Jul 18, 2022 to Mar 3, 2023
- Discretionary RAUM · $225M to $187MJul 18, 2022 to Mar 3, 2023
- HNW RAUM · $178M to $134MJul 18, 2022 to Mar 3, 2023
Signals
2 dated events
- H•••• H•••••• (Vice President) appeared on Schedule A of W••••••• C•••••• M••••••••• I•••Feb 15, 2024 · Control person joined · fact
- W••••••• C•••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Mar 19, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 772-564-7291reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 772-564-7291reportedpublic record, Form ADV, Feb 12, 2026
- Team page
- w•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026