RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• D••••••
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Feb 25, 2021 · Baton Rouge, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 31, 2017 to Jan 19, 2021 · Baton Rouge, La
- C•••••• O•• A•••••••• L•• formerMar 9, 2016 to Sep 21, 2016 · Mclean, Va
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 1, 2015 to Feb 12, 2016 · Baton Rouge, La
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Jan 19, 2021, registered Feb 25, 2021 (37 days) · Other
- C•••••• O•• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 21, 2016, registered May 31, 2017 (252 days) · Other
- V•••• F•••••••• A•••••••• I••• to C•••••• O•• A•••••••• L••left Feb 12, 2016, registered Mar 9, 2016 (26 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address