RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• D••••••
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Jan 30, 2026 · Osterville, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDJun 18, 2021 to Feb 2, 2026 · Osterville, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 30, 2014 to Jun 21, 2021 · Hyannis, Ma
- A••••••••• F•••••••• S•••••••• L•• to J••••• M••••••••• S•••• L••left Feb 2, 2026, registered Jan 30, 2026 (-3 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Jun 21, 2021, registered Jun 18, 2021 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- R••••• D•••••• left A••••••••• F•••••••• S•••••••• L•• for J••••• M••••••••• S•••• L•• (registered 2026-01-30)Feb 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address