J•••• F• L••••••

• F••••• I••••••••• independent RIA current
  since Aug 19, 2021 · Tampa, Fl
• N••••••••• M••••• I••••••••• S••••••••• no RAUM
  Jul 8, 2019 to Aug 6, 2021 · Pittsburgh, Pa
• C••• L•• BD affiliated
  Apr 2, 2019 to May 3, 2019 · Washington, Pa
• L•• F•••••••• L•• BD affiliated
  Aug 19, 2014 to Apr 8, 2019 · Washington, Pa

• N••••••••• M••••• I••••••••• S••••••••• to F••••• I•••••••••
  left Aug 6, 2021, registered Aug 19, 2021 (13 days) · Other
• C••• L•• to N••••••••• M••••• I••••••••• S•••••••••
  left May 3, 2019, registered Jul 8, 2019 (66 days) · Other
• L•• F•••••••• L•• to C••• L••
  left Apr 8, 2019, registered Apr 2, 2019 (-6 days) · RIA to RIA · moved with a team

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

12derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address