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Registered advisor
J•••••• A•••• W••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since Nov 17, 2015
In the industry
12 y
since Aug 5, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Nov 17, 2015 · Chattanooga, Tn
- F•••• H•••••• A•••••••• I•• formerAug 5, 2014 to Oct 2, 2015 · Chattanooga, Tn
Moves
a registration end followed by a registration begin elsewhere
- F•••• H•••••• A•••••••• I•• to U•• F•••••••• S••••••• I•••left Oct 2, 2015, registered Nov 17, 2015 (46 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address