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RIA Intelligence
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Registered advisor
K••••• G••• W•••
Feed of 09/14/2026
At current firm
4 y
since Jun 6, 2022
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Jun 6, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 11, 2022 to Sep 7, 2023 · Dallas, Tx
- T• A••••••••• I••• formerMay 11, 2022 to Oct 14, 2022 · Dallas, Tx
- F••••• I••••••••• independent RIAJan 14, 2021 to Apr 21, 2022 · Plano, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 26, 2015 to Jan 11, 2021 · Fort Worth, Tx
- T• A••••••••• I••• formerJan 26, 2015 to Dec 31, 2020 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jun 6, 2022 (-458 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered May 11, 2022 (-156 days) · corporate re-registration, not a move
- F••••• I••••••••• to T• A••••••••• I•••left Apr 21, 2022, registered May 11, 2022 (20 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to F••••• I•••••••••left Jan 11, 2021, registered Jan 14, 2021 (3 days) · RIA to RIA · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 31, 2020, registered Jan 26, 2015 (-2166 days) · corporate re-registration, not a move
Signals
- K••••• G••• W••• left F••••• I••••••••• for T• A••••••••• I••• (registered 2022-05-11)Apr 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address