RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J••••• M•••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Sep 17, 2026 · Canyon Country, Ca
- O•••• W•••••• I••• BD affiliatedApr 9, 2025 to Sep 9, 2026 · Westlake Village, Ca
- L•• F•••••••• L•• BD affiliatedMar 14, 2019 to May 6, 2025 · Woodland Hills, Ca
- O•••• W•••••• I••• to J••• M••••• S••••••••• L••left Sep 9, 2026, registered Sep 17, 2026 (8 days) · Affiliated broker-dealer or bank to wirehouse
- L•• F•••••••• L•• to O•••• W•••••• I•••left May 6, 2025, registered Apr 9, 2025 (-27 days) · Affiliated broker-dealer or bank to another
- A•••••• J••••• M••••••• registered as an investment adviser representative at J••• M••••• S••••••••• L••Sep 17, 2026 · Advisor registered · fact
- A•••••• J••••• M••••••• left O•••• W•••••• I••• for J••• M••••• S••••••••• L•• (registered 2026-09-17)Sep 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address