DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• M•••••••

S••• W••••• M••••••••• L••state registeredEdina, MnIA-onlyIAPD 6337448

Feed of 09/14/2026

Also filed as Mikey M•••••••

At current firm

0 y

since May 15, 2026

In the industry

9 y

since Oct 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••• W••••• M••••••••• L•• state registered current
since May 15, 2026 · Edina, Mn
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to May 13, 2026 · Edina, Mn
C••••• A••••••• L•• former
Feb 8, 2024 to Mar 21, 2024 · Edina, Mn
C••••• F••••••••• I••••••••• A••••••• mixed wealth
Dec 11, 2023 to Jan 22, 2024 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to S••• W••••• M••••••••• L••
left May 13, 2026, registered May 15, 2026 (2 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
C••••• F••••••••• I••••••••• A••••••• to C••••• A••••••• L••
left Jan 22, 2024, registered Feb 8, 2024 (17 days) · RIA to affiliated broker-dealer or bank

Signals

M•••••• M••••••• left C••••• I••••••••• A••••••• L•• for S••• W••••• M••••••••• L•• (registered 2026-05-15)
May 13, 2026 · Advisor changed firm · fact
M•••••• M••••••• left C••••• F••••••••• I••••••••• A••••••• for C••••• A••••••• L•• (registered 2024-02-08)
Jan 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 9derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address