DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• M•••••••• R•••••••••

E•••••••• C•••••• M••••••••• L••independent RIABellevue, Wa IA-onlyIAPD 6339729

Certified Financial Planner

Feed of 09/14/2026

At current firm

2 y

since Jul 5, 2024

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• C•••••• M••••••••• L•• independent RIA current
since Jul 5, 2024 · Lake Oswego, Or
A••••• F•••••••• A•••••••• L•• independent RIA
Mar 5, 2024 to Jun 17, 2024 · Lake Oswego, Or
H•••• • G••••• W••••• M••••••••• L•• independent RIA
Jun 29, 2018 to Feb 1, 2024 · Portland, Or
C•• F•••••••• S••••••• independent RIA
Feb 13, 2018 to Oct 5, 2018 · Lake Oswego, Or
O•••• W•••••• I••• BD affiliated
May 10, 2016 to Dec 31, 2016 · Lake Oswego, Or

Moves

a registration end followed by a registration begin elsewhere

A••••• F•••••••• A•••••••• L•• to E•••••••• C•••••• M••••••••• L••
left Jun 17, 2024, registered Jul 5, 2024 (18 days) · RIA to RIA
H•••• • G••••• W••••• M••••••••• L•• to A••••• F•••••••• A•••••••• L••
left Feb 1, 2024, registered Mar 5, 2024 (33 days) · RIA to RIA
C•• F•••••••• S••••••• to H•••• • G••••• W••••• M••••••••• L••
left Oct 5, 2018, registered Jun 29, 2018 (-98 days) · RIA to a newly registered adviser · moved with a team
O•••• W•••••• I••• to C•• F•••••••• S•••••••
left Dec 31, 2016, registered Feb 13, 2018 (409 days) · Other

Signals

M•••• M•••••••• R••••••••• left A••••• F•••••••• A•••••••• L•• for E•••••••• C•••••• M••••••••• L•• (registered 2024-07-05)
Jun 17, 2024 · Advisor changed firm · fact
M•••• M•••••••• R••••••••• left H•••• • G••••• W••••• M••••••••• L•• for A••••• F•••••••• A•••••••• L•• (registered 2024-03-05)
Feb 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address