DFX Intelligence
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Firm absorbed
3 advisors left C•• F•••••••• S••••••• for H•••• • G••••• W••••• M••••••••• L••
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Casey Edward Cleveland | Lake Oswego, Or | Oct 5, 2018 | Jun 29, 2018 |
| Jamieson Logan Grabenhorst | Lake Oswego, Or | Oct 5, 2018 | Jun 29, 2018 |
| Megan Margarete Richardson | Lake Oswego, Or | Oct 5, 2018 | Jun 29, 2018 |
The rule
- Registrations ended
- Oct 5, 2018
- Registered next
- Jun 29, 2018
- Branch state
- OR
- Cities
- 1, most in Lake Oswego, Or
- Registered there that day
- 6 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.