DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••••• N••••• W•••••

E•••• S••••••••• L••BD affiliatedNew York, Nydual registrantIAPD 6343240

Feed of 09/14/2026

Also filed as J••••••••• N••••• Pollack

At current firm

4 y

since Jul 27, 2022

In the industry

11 y

since Apr 27, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••• S••••••••• L•• BD affiliated current
since Jul 27, 2022 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 5, 2022 to Jun 10, 2022 · New York, Ny
E•••• S••••••••• L•• BD affiliated
Dec 3, 2018 to Apr 5, 2022 · New York, Ny
L•• F•••••••• L•• BD affiliated
Dec 3, 2015 to Oct 15, 2018 · Paramus, Nj
O•••• F•• I••• former
Apr 29, 2015 to Nov 27, 2015 · Paramus, Nj

Moves

a registration end followed by a registration begin elsewhere

C•••••••• G••••• M•••••• I••• to E•••• S••••••••• L••
left Jun 10, 2022, registered Jul 27, 2022 (47 days) · Affiliated broker-dealer or bank to another
E•••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
left Apr 5, 2022, registered Apr 5, 2022 (0 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to E•••• S••••••••• L••
left Oct 15, 2018, registered Dec 3, 2018 (49 days) · RIA to affiliated broker-dealer or bank
O•••• F•• I••• to L•• F•••••••• L••
left Nov 27, 2015, registered Dec 3, 2015 (6 days) · Other

Signals

J••••••••• N••••• W••••• left C•••••••• G••••• M•••••• I••• for E•••• S••••••••• L•• (registered 2022-07-27)
Jun 10, 2022 · Advisor changed firm · fact
J••••••••• N••••• W••••• left E•••• S••••••••• L•• for C•••••••• G••••• M•••••• I••• (registered 2022-04-05)
Apr 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address