RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••••• P••• R•••••••
- R•••• A•••••••• L•• independent RIA currentsince Feb 9, 2025 · New York, Ny
- R•••••• J•••• • A••••••••• I••• national BDSep 23, 2022 to Dec 24, 2024 · Reston, Va
- R••••• W• B•••• • C•• I••••••••• mixed wealthMay 9, 2017 to Sep 25, 2022 · Reston, Va
- R•••••• J•••• • A••••••••• I••• to R•••• A•••••••• L••left Dec 24, 2024, registered Feb 9, 2025 (47 days) · Affiliated broker-dealer or bank to independent RIA
- R••••• W• B•••• • C•• I••••••••• to R•••••• J•••• • A••••••••• I•••left Sep 25, 2022, registered Sep 23, 2022 (-2 days) · RIA to affiliated broker-dealer or bank · moved with a team
- V••••••• P••• R••••••• left R•••••• J•••• • A••••••••• I••• for R•••• A•••••••• L•• (registered 2025-02-09)Dec 24, 2024 · Advisor changed firm · fact
- V••••••• P••• R••••••• left R••••• W• B•••• • C•• I••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2022-09-23)Sep 25, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address