DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
R•••• A•••••••• L••
Latest filing Jul 17, 2026
First filing on the tape May 20, 2022 · 15 filings
SEC status approved since Jun 23, 2022
RAUM
$654M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$654M individuals and HNW
Advisors
32
registered through the firm on IAPD
RAUM per advisor
$20.4M
derived; firm RAUM over IAPD count
Employees
38
18 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$654M as of Jul 17, 2026
Mar 29, 2024$27.2M then
HNW client RAUM$577M as of Jul 17, 2026
Mar 29, 2024$19.6M then
State-registered IARs (5.B.3)17 as of Jul 17, 2026
Mar 28, 20232 then
Employees (5.A)38 as of Jul 17, 2026
Mar 28, 202312 then
Private funds: no history
RAUM +352% over the last fiscal yearIARs 17 to 17offices 1 to 2
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $21.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 32derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $172,636derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 10.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +352%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +324%derived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,366reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$577M88%
- Individuals$76.6M12%
- Individual clients
- 415reported
- HNW clients
- 535reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,788reported
- Financial planning clients
- 1,366reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
32 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••••• C••••••• A•••••Certified Financial Planner | Mclean, Va | Jun 18, 2023 | 16 y | 2 |
| S••••• K•••••• S••••••Certified Financial Planner, Chartered Financial Analyst | New York, Ny | Sep 11, 2023 | 11 y | 3 |
| J•••••• A• L••••Certified Financial Planner | Mclean, Va | Jan 11, 2024 | 12 y | 1 |
| D•••• R•••••• R••••••Certified Financial Planner | Mclean, Va | Apr 30, 2024 | 11 y | 1 |
| Y•••• G••••••Certified Financial Planner | Sacramento, Ca | Oct 10, 2024 | 11 y | 4 |
| V••••••• P••• R•••••••Certified Financial Planner, Chartered Financial Analyst | New York, Ny | Feb 9, 2025 | 11 y | 2 |
| J••••••• E•• E••••••Certified Financial Planner | New York, Ny | Feb 9, 2025 | 10 y | 2 |
| K•••• P• O••••••Certified Financial Planner | Mclean, Va | Feb 9, 2025 | 10 y | 2 |
| S•••••• T• E••••••Certified Financial Planner | Cedar Park, Tx | Apr 29, 2025 | 12 y | 2 |
| B•••••• M•••• M•••• | New York, Ny | May 5, 2025 | 10 y | 2 |
| J•••••• M•••••• B••••Certified Financial Planner | New York, Ny | Jul 2, 2025 | 10 y | 2 |
| J••••• J••• W•• K••Chartered Financial Analyst | New York, Ny | Jul 17, 2025 | 14 y | 1 |
| D••••• E•••••• E••••Certified Financial Planner | Mclean, Va | Sep 9, 2025 | 11 y | 3 |
| T••••• R••••• C•••••••Certified Financial Planner | New York, Ny | Sep 23, 2025 | 13 y | 3 |
| E•••• E•••••••• P••••Certified Financial Planner | Mclean, Va | Sep 23, 2025 | 10 y | 2 |
| M•••••• A••••• R•••••Certified Financial Planner | Mclean, Va | Nov 13, 2025 | 13 y | 2 |
| Y•••• Z••••••••• | New York, Ny | Nov 16, 2025 | 10 y | 1 |
| D•••• M••••• | New York, Ny | Nov 16, 2025 | 10 y | 3 |
| L••••• M•••• C•••••• | Mclean, Va | Nov 17, 2025 | 14 y | 2 |
| J••••• D••••••Certified Financial Planner | Mclean, Va | Jan 8, 2026 | 12 y | 2 |
| C•••• E•••••••• D•••••••• | Mclean, Va | Jan 20, 2026 | 13 y | 3 |
| T•••• G••• | Mclean, Va | Mar 16, 2026 | 13 y | 4 |
| M••••• A•••••••• C•••••••Certified Financial Planner | Mclean, Va | Mar 16, 2026 | 10 y | 2 |
| S••• M•••••• D•••Chartered Financial Analyst | New York, Ny | Mar 19, 2026 | 12 y | 2 |
| E•••• W•••••Chartered Financial Analyst | Mclean, Va | Mar 31, 2026 | 10 y | 0 |
| F••••• M••••Certified Financial Planner | Mclean, Va | Apr 2, 2026 | 11 y | 3 |
| J••••••• P•••• K••••• | New York, Ny | May 26, 2026 | 19 y | 1 |
| S•••••• C••••Certified Financial Planner | Mclean, Va | Jul 2, 2026 | 11 y | 1 |
| C••••• S•••• B••••Certified Financial Planner | Bellevue, Wa | Aug 14, 2026 | 11 y | 3 |
| J•••••• J••• T•••••Certified Financial Planner | Mclean, Va | Aug 21, 2026 | 10 y | 1 |
| M•••••• T••••• S•••••• | Mclean, Va | Aug 28, 2026 | 12 y | 2 |
| A•••• G••••Certified Financial Planner | Mclean, Va | Sep 16, 2026 | 12 y | 0 |
Advisor movement
7 left, 19 joined in 12 months
net +12 in 12 months3 left in 90 days4 joined in 90 daysdeparture rate 22% of current headcount14 left over 36 months
Left, latest
- N••• D••••••• to J••• M••••• S••••••••• L••Sep 14, 2026 · RIA to wirehouse
- J••• R••• K••••••• to P•••• C•••••• F••••••••Aug 28, 2026 · RIA to RIA
- E•••• L••••• D••••• to S•••• M••• A••••••• L••Jul 8, 2026 · RIA to RIA
- J••••• L•••• P•••••• to J••• M••••• S••••••••• L••Jun 19, 2026 · RIA to wirehouse
- R••• K•••• to S••••• F••••••••• L••Mar 23, 2026 · RIA to affiliated broker-dealer or bank
- G••••••• T••• to T••••Jan 23, 2026 · RIA to RIA
- J••••• A•••••• O•••••••• to L•• F•••••••• L••Oct 20, 2025 · RIA to affiliated broker-dealer or bank
- R••••• J••• G•••••••• to B•••••••••Aug 4, 2025 · RIA to RIA
- J••••• D•••• M••••• to I•••• F•••••••• P•••••••Aug 4, 2025 · RIA to a state-registered adviser
- B••••••• G••••• to U•• P•••••• W••••• M••••••••• L••Aug 4, 2025 · Other
- K•••••• L•••• S•••• to F•• F•••••••• A•••••••• L••Aug 4, 2025 · RIA to RIA
- M••• A•••• S••••••• to V•• W••••• A•••••••May 23, 2025 · RIA to RIA
- B••••••• C•••••• J•••• to M•• S••••••••• L••Nov 7, 2024 · Other
- C•••••• M••••• to W••••• E••••••••• A••••••• S•••••••• L••Aug 21, 2024 · RIA to affiliated broker-dealer or bank
- G••••• P•••••••• V••••• to F••••••• P••••••• A•• W•••••••• A•••••••Apr 24, 2023 · Other
Joined, latest
- M•••••• T••••• S•••••• from S•••••••• A••••••• L••Aug 28, 2026 · Affiliated broker-dealer or bank to independent RIA
- J•••••• J••• T••••• from M••••• S••••••Aug 21, 2026 · Wirehouse to independent RIA
- C••••• S•••• B•••• from F••••• C•••••• M••••••••• L••Aug 14, 2026 · RIA to RIA
- S•••••• C•••• from N••••••••• M••••• I••••••••• S•••••••••Jul 2, 2026 · Other
- J••••••• P•••• K••••• from S•••••••• A••••••• L••May 26, 2026 · Affiliated broker-dealer or bank to independent RIA
- F••••• M•••• from P•••••••• F•••••••• A••••••• G••••Apr 2, 2026 · RIA to RIA
- S••• M•••••• D••• from C••••••• P•••••••Mar 19, 2026 · RIA to RIA
- M••••• A•••••••• C••••••• from K••••• A••••••• S•••••••• L••Mar 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- T•••• G••• from S•••••• N••••••• • C••••••• I•••••••••Mar 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- C•••• E•••••••• D•••••••• from R••••••••• C•••••• M•••••••••Jan 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- N••• D••••••• from A•••• P•••••••• L••Jan 16, 2026 · RIA to RIA
- J••••• D•••••• from U•• F•••••••• S••••••• I•••Jan 8, 2026 · Wirehouse to independent RIA
- J••• R••• K••••••• from U•• F•••••••• S••••••• I•••Jan 6, 2026 · Wirehouse to independent RIA
- L••••• M•••• C•••••• from B•••••••• I••••••••• M••••••••• L••Nov 17, 2025 · Other
- Y•••• Z••••••••• from B•• P•••••• A•••• M••••••••• U• • L••Nov 16, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• F•••• · Ceo, Cco & Co-Foundercontrolsince 12/2020 · owns 25% to 50%
- H•••••• F•••• · Ceo, Co-Foundercontrolsince 12/2020 · owns 25% to 50% of R•••• F•••••• I•••
Entity owners
- R•••• F•••••• I••• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mclean, Va · principal | 30 | 18 | 5 | ||
| New York, Ny | 14 | 8 | 1 | ||
| Bellevue, Wa | 3 | 3 | 0 | ||
| Overland Park, Ks | 0 | 0 | 0 | ||
| Timnath, Co | 0 | 0 | 0 | ||
| Mustang, Ok | 0 | 0 | 0 | ||
| Decatur, Ga | 0 | 0 | 0 | ||
| Mercer Island, Wa | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 20, 2026RAUM (Item 5.F) moved from $144,714,931 to $653,945,567 (+352.0%) between the annual amendments of 2025-03-27 and 2026-03-20; the peer median change was +16.0% (1385 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 100% percentile
- account count surgeChange between filings · filing Mar 20, 2026accounts (Item 5.F.2.f) moved from 750.0 to 3,788.0 (+405.0%) between the annual amendments of 2025-03-27 and 2026-03-20; the peer median change was +6.0% (1256 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 100% percentile
- client count surgeChange between filings · filing Mar 20, 2026individual and HNW clients (Item 5.D) moved from 224.0 to 950.0 (+324.0%) between the annual amendments of 2025-03-27 and 2026-03-20; the peer median change was +5.0% (1216 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,216) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 1,236 to 3,788Aug 5, 2025 to Mar 20, 2026
- Advisory activities · 4 to 5Aug 5, 2025 to Mar 20, 2026
- HNW clients · 170 to 535Aug 5, 2025 to Mar 20, 2026
- Individual clients · 211 to 415Aug 5, 2025 to Mar 20, 2026
- Other offices · 1 to 2Aug 5, 2025 to Mar 20, 2026
- Discretionary RAUM · $269M to $654MAug 5, 2025 to Mar 20, 2026
- HNW RAUM · $226M to $577MAug 5, 2025 to Mar 20, 2026
- Individual RAUM · $42.5M to $76.6MAug 5, 2025 to Mar 20, 2026
- RAUM · $269M to $654MAug 5, 2025 to Mar 20, 2026
- Related insurance company · false to trueAug 5, 2025 to Mar 20, 2026
- Accounts · 750 to 1,236Mar 27, 2025 to Aug 5, 2025
- Advisory employees · 17 to 18Mar 27, 2025 to Aug 5, 2025
- HNW clients · 89 to 170Mar 27, 2025 to Aug 5, 2025
- Individual clients · 135 to 211Mar 27, 2025 to Aug 5, 2025
- Employees · 31 to 38Mar 27, 2025 to Aug 5, 2025
- Discretionary RAUM · $145M to $269MMar 27, 2025 to Aug 5, 2025
- HNW RAUM · $115M to $226MMar 27, 2025 to Aug 5, 2025
- Individual RAUM · $29.4M to $42.5MMar 27, 2025 to Aug 5, 2025
- RAUM · $145M to $269MMar 27, 2025 to Aug 5, 2025
- Related broker-dealer · false to trueMar 27, 2025 to Aug 5, 2025
- Employees · 30 to 31Mar 29, 2024 to Mar 27, 2025
- Accounts · 239 to 750Mar 29, 2024 to Mar 27, 2025
- Advisory employees · 9 to 17Mar 29, 2024 to Mar 27, 2025
- Business name · R•••• F••••••• I••• to R•••• A•••••••• L••Mar 29, 2024 to Mar 27, 2025
- HNW clients · 259 to 89Mar 29, 2024 to Mar 27, 2025
- Individual clients · 439 to 135Mar 29, 2024 to Mar 27, 2025
- Financial planning clients · More than 500 to More than 500Mar 29, 2024 to Mar 27, 2025
- State-registered IARs · 9 to 17Mar 29, 2024 to Mar 27, 2025
- Legal name · R•••• F••••••• I••• to R•••• A•••••••• L••Mar 29, 2024 to Mar 27, 2025
- Other offices · 0 to 1Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $27.2M to $145MMar 29, 2024 to Mar 27, 2025
- HNW RAUM · $19.6M to $115MMar 29, 2024 to Mar 27, 2025
- Individual RAUM · $7.6M to $29.4MMar 29, 2024 to Mar 27, 2025
- RAUM · $27.2M to $145MMar 29, 2024 to Mar 27, 2025
- Succession · true to falseMar 29, 2024 to Mar 27, 2025
- Accounts · 1 to 239Dec 13, 2023 to Mar 29, 2024
- Advisory employees · 2 to 9Dec 13, 2023 to Mar 29, 2024
- Advisory activities · 3 to 4Dec 13, 2023 to Mar 29, 2024
- HNW clients · 20 to 259Dec 13, 2023 to Mar 29, 2024
- Individual clients · 291 to 439Dec 13, 2023 to Mar 29, 2024
Signals
24 dated events
- A•••• G•••• registered as an investment adviser representative at R•••• A•••••••• L••Sep 16, 2026 · Advisor registered · fact
- J••••••• E•• E•••••• no longer holds an investment adviser registration (last listed at R•••• A•••••••• L•• on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- N••• D••••••• left R•••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-08-19)Sep 14, 2026 · Advisor changed firm · fact
- E•••• E•••••••• P•••• no longer holds an investment adviser registration (last listed at R•••• A•••••••• L•• on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- J••• R••• K••••••• left R•••• A•••••••• L•• for P•••• C•••••• F•••••••• (registered 2026-09-14)Aug 28, 2026 · Advisor changed firm · fact
- E•••• L••••• D••••• left R•••• A•••••••• L•• for S•••• M••• A••••••• L•• (registered 2026-07-17)Jul 8, 2026 · Advisor changed firm · fact
- J••••• L•••• P•••••• left R•••• A•••••••• L•• for J••• M••••• S••••••••• L•• (registered 2026-07-20)Jun 19, 2026 · Advisor changed firm · fact
- R••• K•••• left R•••• A•••••••• L•• for S••••• F••••••••• L•• (registered 2026-04-02)Mar 23, 2026 · Advisor changed firm · fact
- R•••• A•••••••• L•• reported RAUM $653.9M, up 143% from $269.0M (2025-08-05 to 2026-03-20)Mar 20, 2026 · RAUM change · derived
- G••••••• T••• left R•••• A•••••••• L•• for Titan (registered 2026-02-03)Jan 23, 2026 · Advisor changed firm · fact
- J••••• A•••••• O•••••••• left R•••• A•••••••• L•• for L•• F•••••••• L•• (registered 2026-02-02)Oct 20, 2025 · Advisor changed firm · fact
- R•••• A•••••••• L•• reported RAUM $269.0M, up 86% from $144.7M (2025-03-27 to 2025-08-05)Aug 5, 2025 · RAUM change · derived
- B••••••• G••••• left R•••• A•••••••• L•• for U•• P•••••• W••••• M••••••••• L•• (registered 2026-05-11)Aug 4, 2025 · Advisor changed firm · fact
- J••••• D•••• M••••• left R•••• A•••••••• L•• for I•••• F•••••••• P••••••• (registered 2025-11-21)Aug 4, 2025 · Advisor changed firm · fact
- K•••••• L•••• S•••• left R•••• A•••••••• L•• for F•• F•••••••• A•••••••• L•• (registered 2025-09-26)Aug 4, 2025 · Advisor changed firm · fact
- R••••• J••• G•••••••• left R•••• A•••••••• L•• for Betterment (registered 2025-08-25)Aug 4, 2025 · Advisor changed firm · fact
- M••• A•••• S••••••• left R•••• A•••••••• L•• for V•• W••••• A••••••• (registered 2025-05-27)May 23, 2025 · Advisor changed firm · fact
- B••••••• C•••••• J•••• left R•••• A•••••••• L•• for M•• S••••••••• L•• (registered 2025-01-31)Nov 7, 2024 · Advisor changed firm · fact
- C•••••• M••••• left R•••• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2024-08-28)Aug 21, 2024 · Advisor changed firm · fact
- P••• D•••• Cusatis (Cto & Co-Founder) no longer on Schedule A of R•••• A•••••••• L•• (listed 2023-12-13, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- R•••• F••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 29, 2024 · Succession (Item 4) · fact
- G••••• P•••••••• V••••• left R•••• A•••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-06-22)Apr 24, 2023 · Advisor changed firm · fact
- M••• A• C••••••• left R•••• A•••••••• L•• for C••••••• A•••••••• I••• (registered 2022-12-13)Sep 26, 2022 · Advisor changed firm · fact
- P•••• I•• filed its initial SEC registration (Form ADV)May 20, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- support@range.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 703-261-4164reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/rangefinanceincreportedpublic record, Form ADV, Sep 18, 2026
- Website
- range.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (703) 261-4126reportedpublic record, Form ADV, Jul 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026