DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lindsey Jane Owen
Certified Financial Planner
Feed of 09/15/2026
Also filed as Lindsey Jane Owen
At current firm
0 y
since Dec 2, 2025
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Advisors Capital Management, LLC independent RIA currentsince Dec 2, 2025 · Ridgewood, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 14, 2020 to Mar 2, 2023 · Chicago, Il
- Charles Schwab & Co., Inc. national BDApr 18, 2019 to Dec 21, 2020 · Winnetka, Il
- Fidelity Personal And Workplace Advisors formerSep 21, 2018 to Mar 13, 2019 · Seal Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Advisors Capital Management, LLCleft Mar 2, 2023, registered Dec 2, 2025 (1006 days) · Wirehouse to independent RIA
- Charles Schwab & Co., Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Dec 21, 2020, registered Dec 14, 2020 (-7 days) · Affiliated broker-dealer or bank to wirehouse
- Fidelity Personal And Workplace Advisors to Charles Schwab & Co., Inc.left Mar 13, 2019, registered Apr 18, 2019 (36 days) · Affiliated broker-dealer or bank to another
Signals
- Lindsey Jane Owen left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Advisors Capital Management, Llc (registered 2025-12-02)Mar 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address