DFX Intelligence
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Registered advisor
J••••• F•••••• C••••••
Feed of 09/15/2026
At current firm
3 y
since Apr 10, 2023
In the industry
12 y
since May 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• P••••••• R••••••••• P••• C••••••••• institutional currentsince May 22, 2023 · San Jose, Ca
- C••••• P••••••• L•• independent RIA currentsince Apr 10, 2023 · San Jose, Ca
- R•••••• J•••• • A••••••••• I••• national BDAug 29, 2014 to Apr 13, 2023 · Beverly Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to C••••• P••••••• L••left Apr 13, 2023, registered Apr 10, 2023 (-3 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- ••• LockedApr 13, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address