RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• M••••• N••••
- S••••• A••••••• I••• BD affiliated currentsince Jan 22, 2026 · Birmingham, Al
- B•• P•••••• A•••• M••••••••• U• • L•• asset managerApr 17, 2024 to Sep 25, 2025 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseNov 9, 2020 to Apr 12, 2022 · Coral Gables, Fl
- M••••• S•••••• wirehouseMay 12, 2016 to Oct 30, 2020 · Miami, Fl
- C••••• S••••• S••••••••• •••• L•• formerNov 17, 2014 to May 12, 2016 · New York, Ny
- B•• P•••••• A•••• M••••••••• U• • L•• to S••••• A••••••• I•••left Sep 25, 2025, registered Jan 22, 2026 (119 days) · Other
- U•• F•••••••• S••••••• I••• to B•• P•••••• A•••• M••••••••• U• • L••left Apr 12, 2022, registered Apr 17, 2024 (736 days) · Other · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Oct 30, 2020, registered Nov 9, 2020 (10 days) · Wirehouse to wirehouse · moved with a team
- C••••• S••••• S••••••••• •••• L•• to M••••• S••••••left May 12, 2016, registered May 12, 2016 (0 days) · corporate re-registration, not a move
- D••••• M••••• N•••• left B•• P•••••• A•••• M••••••••• U• • L•• for S••••• A••••••• I••• (registered 2026-01-22)Sep 25, 2025 · Advisor changed firm · fact
- D••••• M••••• N•••• left U•• F•••••••• S••••••• I••• for B•• P•••••• A•••• M••••••••• U• • L•• (registered 2024-04-17)Apr 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address