RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• H•••• S•••••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jun 24, 2026 · Greenwood Village, Co
- S•• F•••••••• A••••••• independent RIASep 16, 2022 to Dec 9, 2025 · Winona Lake, In
- L•• F•••••••• L•• BD affiliatedJan 23, 2015 to Sep 6, 2022 · Syracuse, In
- S•• F•••••••• A••••••• to E•••••• A••••••• G••••• L••left Dec 9, 2025, registered Jun 24, 2026 (197 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to S•• F•••••••• A•••••••left Sep 6, 2022, registered Sep 16, 2022 (10 days) · RIA to RIA
- S•••••• H•••• S••••• left S•• F•••••••• A••••••• for E•••••• A••••••• G••••• L•• (registered 2026-06-24)Dec 9, 2025 · Advisor changed firm · fact
- S•••••• H•••• S••••• left L•• F•••••••• L•• for S•• F•••••••• A••••••• (registered 2022-09-16)Sep 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address