RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• C•••••• M••••••
- L•••••• O•• I••••••••• M••••••••• asset manager currentsince Nov 12, 2025 · L••••••Ville, Il
- O•••• P•••••••• S••••••••• L•• formerNov 10, 2020 to Nov 11, 2020 · Hebron, Ky
- O•••• P•••••••• S••••••••• L•• formerAug 18, 2017 to Oct 18, 2019 · Hebron, Ky
- F•••• T•••• S••••••••• I••• BD affiliatedJul 25, 2016 to May 19, 2017 · Union, Ky
- S•••••••• A••••••• L•• national BDApr 17, 2015 to Mar 28, 2016 · Covington, Ky
- O•••• P•••••••• S••••••••• L•• to L•••••• O•• I••••••••• M•••••••••left Nov 11, 2020, registered Nov 12, 2025 (1827 days) · Other
- F•••• T•••• S••••••••• I••• to O•••• P•••••••• S••••••••• L••left May 19, 2017, registered Aug 18, 2017 (91 days) · Other
- S•••••••• A••••••• L•• to F•••• T•••• S••••••••• I•••left Mar 28, 2016, registered Jul 25, 2016 (119 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address