RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• E••• V•••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jul 1, 2022 · Cincinnati, Oh
- B••••••• • C•• W••••• M••••••••• L•• independent RIAMar 25, 2019 to Jul 1, 2022 · Cincinnati, Oh
- C•••••• S••••• • C••• I••• national BDSep 9, 2015 to Mar 19, 2019 · Cincinnati, Oh
- S•••••••• A••••••• L•• national BDJan 28, 2015 to Aug 17, 2015 · Covington, Ky
- B••••••• • C•• W••••• M••••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Jul 1, 2022, registered Jul 1, 2022 (0 days) · RIA to RIA
- C•••••• S••••• • C••• I••• to B••••••• • C•• W••••• M••••••••• L••left Mar 19, 2019, registered Mar 25, 2019 (6 days) · Affiliated broker-dealer or bank to independent RIA
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Aug 17, 2015, registered Sep 9, 2015 (23 days) · Affiliated broker-dealer or bank to another
- M•••••• E••• V••••• left B••••••• • C•• W••••• M••••••••• L•• for R••••• W• B•••• • C•• I••••••••• (registered 2022-07-01)Jul 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address