DFX Intelligence
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Registered advisor
J•••• M•••••• G••••
Feed of 09/14/2026
Also filed as J•••• G••••••••• M•••••• G••••
At current firm
2 y
since Oct 4, 2023
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Oct 4, 2023 · Kansas City, Mo
- E•••••• A••••••• G••••• L•• BD affiliatedNov 6, 2020 to Jul 19, 2023 · Greenwood Village, Co
Moves
a registration end followed by a registration begin elsewhere
- E•••••• A••••••• G••••• L•• to E•••••••• A•••••••• L••left Jul 19, 2023, registered Oct 4, 2023 (77 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJul 19, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address