RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C•••••
- W••••••• W••••• M••••••••• mixed wealth currentsince Oct 2, 2023 · Dallas, Tx
- M••••• G••••• A••••••• I••• independent RIASep 7, 2021 to Sep 21, 2023 · Dallas, Tx
- P••••• A••••••• independent RIAMar 16, 2018 to Aug 3, 2021 · Dallas, Tx
- M••••• G••••• A••••••• I••• to W••••••• W••••• M•••••••••left Sep 21, 2023, registered Oct 2, 2023 (11 days) · RIA to RIA
- P••••• A••••••• to M••••• G••••• A••••••• I•••left Aug 3, 2021, registered Sep 7, 2021 (35 days) · RIA to RIA
- J••••• C••••• left M••••• G••••• A••••••• I••• for W••••••• W••••• M••••••••• (registered 2023-10-02)Sep 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address